Wednesday, 28 August 2013

Socio-Economic Rights and Privatisation - Publication Round Up



Can privatisation of basic services, trade liberalisation and withdrawal of state be reconciled with state obligation towards protection of socio-economic rights and social justice? How are socio-economic rights implicated by the prevalent economic model of market integration and promotion of international trade and investment? Two recently published papers reflect on this intractable question.

Yoav Dotan's, Informal Privatization and Distributive Justice in Israeli Administrative Law, 36 Hamline Law Review 27 (2013) looks at the normative models used by the Israeli Supreme Court in addressing the distributional impact of privatisation of services in that country.

According to Dotan, recent privatisation of public utilities in Israel has been paralleled by increased recognition of socio-economic rights as part of he enumerated civil political rights in the Basic Laws. Yet the development of an activist doctrine of fundamental rights in the socio-economic field has failed to serve as a constraint against the distributive consequences of privatization.

Dotan explains:
This is because the idea of fundamental socio-legal rights does not require full distributive equality with regard to relevant social goods (such as healthcare, housing, or education). It only provides for some minimal (constitutional) level of service that the state must supply to every member of society. The problem is, of course, that when one deals with the distributive outcomes of privatization, the doctrine does not constrain the process but rather approves its very essence and outcomes. This is because the starting point of privatization is complete equality in the provision of the service, and its end result is the creation of a free market that serves most people, with some minimal assurance of (an inferior) public level of services to the poor. Thus, the socio-legal rights doctrine is conducive to the outcomes of privatization because it only takes care of the minimal (welfare) level, while completely neglecting the overall impact of the process... When the Court encountered arguments against the distributive impact of privatization, it was always willing to accept the infringement of socio-economic equality if the government ensured some “basic,” “minimal” level of public service.”

Sharmila Murthy looks at the relation between privatisation and socio-econimic rights in the context of right to water and sanitation in her paper, The Human Right Water and Sanitation: History, Meaning and the Controversy Over Privatisation, 31 Berkeley Journal of International Law 89 (2013).

She avers that framing of water and sanitation as a human right is a response to global regulatory emphasis on efficiency and sustainability and has been a rallying call for anti-privatization movements. However, according to Murthy, “from the standpoint of international law, the human right to water and sanitation is not incompatible with private sector participation or with market-based approaches.“

Yet, she acknowledges that real tensions do exist between privatisation and the right to water.
The challenges of operating an urban water and wastewater system complicate private sector involvement in the delivery of services. The large amount of infrastructure required means that network provision of water is a natural monopoly that is expensive to maintain and upgrade. Moreover, in recent years, there has been a stronger emphasis on full cost-recovery and “ring-fencing” services, which reduces the ability to cross-subsidize across different municipal sectors. While the human right to water and sanitation does not require that services be free, they do need to be affordable and no one should be denied services for inability to pay. This is a difficult goal to reach and requires that states critically assess their tariff structures.”

Most importantly, she argues on the basis of case studies from around the world that:
The involvement of the private sector in the delivery of water and wastewater services will not necessarily lead to efficiency. Case studies from around the world highlight that without proper oversight, a private operator's drive to improve efficiency indicators by reducing costs can have significant impacts on water quality and consistent service delivery. Moreover, there are significant transaction costs associated with outsourcing to the private sector that need to be accounted for when considering proposed efficiency gains. Regulation and monitoring both play a key role in mitigating the tensions between market-based approaches and rights. Yet such oversight also requires strong institutional capacity, without which states are more likely to enter into private arrangements on unequal footing, resulting in terms that are not in the best interests of the public. Another challenge of engaging in private sector water contracts is that the international forums available for addressing such disputes are not transparent and may not provide a vehicle for addressing the concerns of individuals and communities who may seek to raise human rights concerns.”

It must be noted in this context that the U.N. Committee on Economic and Social Rights had asserted, in its General Comment No. 3 [GeneralComment No. 3: The Nature of States Parties' Obligations (Art. 2,Para. 1, of the Covenant),14 December 1990, E/1991/23 ]:

...the undertaking “to take steps ... by all appropriate means including particularly the adoption of legislative measures” neither requires nor precludes any particular form of government or economic system being used as the vehicle for the steps in question, provided only that it is democratic and that all human rights are thereby respected. Thus, in terms of political and economic systems the Covenant is neutral and its principles cannot accurately be described as being predicated exclusively upon the need for, or the desirability of a socialist or a capitalist system, or a mixed, centrally planned, or laissez-faire economy, or upon any other particular approach. In this regard, the Committee reaffirms that the rights recognized in the Covenant are susceptible of realization within the context of a wide variety of economic and political systems, provided only that the interdependence and indivisibility of the two sets of human rights, as affirmed inter alia in the preamble to the Covenant, is recognized and reflected in the system in question.”

Therefore, it would indeed be very difficult to claim that privatisation and economic liberalisation are inherently incompatible with the state obligation to protect socio-economic rights. The impact of privatisation policies at a programmatic level and their conformity to rights obligation is another matter though.


This however takes us to Kerry Ritich's warning that social rights are product of a time and place specific consensus. It was underpinned at a theoretic and a political level by the widespread acceptance of Keynesian economic arguments and models and by the consensus borne out of 1930s that entitlements to economic security and inclusion were of interest not just to those who directly benefited from them, but were instead a broad social and political concern. Therefore, it is probable that as political conditions and dominant economic norms have changed, historically contingent meaning of social rights may also undergo transformation in consonance with neo-liberal economic models.

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